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Select the form you would like to print from the Firstrade Form Center. Please note that you will need Adobe Acrobat Reader to view and print most of these forms. You can get Acrobat Reader here.
General Investing Account
A complete new account package for individuals who prefer to open an account by mail. Print, complete and mail the application.
A complete new account package for individuals who prefer to open an account by mail. Print, complete and mail the application.
A complete new account package for custodial accounts. Print, complete and mail the application with the Online Service Agreement (included).
Online Service Agreement
Required for all non-retirement accounts.
Required for IRA accounts.
Retirement & Educational Accounts
For individuals who wish to open a Traditional or SEP IRA account and also for Rollover IRAs.
For individuals who wish to open a Roth IRA.
Savings Incentive Match Plan for Employees of Small Employers.
An account used to finance a beneficiary\'s qualified education expenses.
To facilitate the transfer of assets in your IRA to your designated beneficiaries.
Please carefully review the instructions before completing the form, as the IRS has introduced new requirements for state withholding.
Please carefully review the instructions before completing the form, as the IRS has introduced new requirements for state withholding.
Please carefully review the instructions before completing the form, as the IRS has introduced new requirements for state withholding.
To request a withdraw of funds from your Coverdell ESA.
Entity Accounts
Additional Requirements: copy of Trust Agreement, copy of valid ID for trustee(s).
Additional Requirements: Copy of Death Certificate, Court Appointment Letter and Executor’s photo ID
International Accounts (W-8 BEN Form Is Required)
This is a new account application for residents of foreign nations who prefer to open an account by mail. Print, complete and mail the application, W-8BEN Form along with a photocopy of your valid passport.
Required for all non-resident aliens to declare their foreign status. For Joint Accounts, please print and complete 2 copies of the Form W8-BEN \(one for each applicant\).
Cash Management Account
Firstrade Cash Management Account Application
(For U.S. Individual and Joint Accounts Only)
Firstrade Cash Management Account Application
(For International Accounts)
Account Funding & Transfer Forms
The ACH Transfer System allows you to electronically transfer money from your bank account to your Firstrade account. With this service, you may select to make periodic deposits into your account, or transfer money on demand without a set transfer schedule.
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For individuals who wish to transfer their accounts from other financial institutions to Firstrade. If you do not have an account with Firstrade, print our Account Application.
For wiring funds into your Firstrade account.
To wire funds from your Firstrade account to another financial institution.
To wire funds from your Firstrade account to another financial institution.
Allows you to transfer funds and/or securities to another Firstrade account.
Used to authorize a DTC transfer.
To revoke transfer account assets.
Margin Account & Option Privileges Forms
Required for individuals who would like to purchase securities using margin.
Complete this application and agreement if you would like the ability to trade options.
Other Forms
For Joint Accounts with Tenants in Common, complete this form in addition to the Account Application.
Complete this form to give a designated person trading authorization.
Transfer on death (TOD) registration allows you to pass brokerage assets you own directly to another person or entity (your TOD beneficiary) upon your death.
Affidavit made by the executor of an estate that certifies the decedent\'s place of residence at the time of death.
Request for Taxpayer Identification Number and Certification.
Automatically invest in mutual funds on a periodic basis (i.e., monthly, quarterly, etc.) from your checking, savings, or money market account.
Use this form to authorize the forwarding of all mail to another legal address.
Use this form to change your account contact information.
Use this form to link your accounts.
Disclosures Center
Important information governing your Firstrade brokerage account is included in this agreement.
Please read this important statement related to the risks of investing on margin.
Please read this important statement related to the risks of day-trading.
Disclosure statement for extended hours trading.
Important information detailing the risks associated with trading Options. This information booklet is published by the Chicago Board Options Exchange. Be sure that you have read and understand this before you apply for options trading.